Christopher Thompson

Current Employers

Employment History

• 09/2013 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 01/2017 → Present
  Reliance Wealth Management Llc
  Cromwell, CT
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 11/2025 → Present
  The Platinum Group Llc
  Wethersfield, CT

Previous Registrations

• 2008-03-05 → 2013-09-03
  Tower Square Securities, Inc.
  Cromwell, CT

Other Businesses

1.INDEPENDENT INSURANCE AGENT DISABILITY, FIXED ANNUITIES, LIFE/ACCIDENT/HEALTH FOR 10HRS/WK & 5HRS EVENING & WKENDS SINCE 2007 2.INDEPDENDENT INSURANCE AGENT LIFE/ACCIDENT/HEALTH FOR 1HR/WK & 1HR EVENING & WKENDS SINCE 2008 ADVISOR - GRILLO FINANCIAL SERVICES - 2 SEC HR PER WEEK SINCE 01/2013 3. NAME OF OTHER BUSINESS: RELIANCE WEALTH MANAGEMENT; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES & INSURANCE; START DATE: 04/2019; POSITION/TITLE/RELATIONSHIP: PRESIDENT / OWNER / MANAGING DIRECTOR; APX NUMBER OF HOURS PER WEEK: 60; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES & INSURANCE; 4. NAME OF OTHER BUSINESS: CMAK SANDY HOOK MEMORIAL FOUNDATION; INVESTMENT RELATED: NO; ADDRESS: 6 BENETTS BRIDGE RD, SANDY HOOK, CT 06489; NATURE OF BUSINESS: FOUNDATION; START DATE: 5/2024; POSITION/TITLE/RELATIONSHIP: FINANCE COMMITTEE MEMBER; APX NUMBER OF HOURS PER WEEK: 1.5; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: REVIEW THE OVERALL BUDGET, EXPENSES, AND FUNDRAISING EFFORTS; 5. NAME OF OTHER BUSINESS: N/A; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: NOTARY PUBLIC; START DATE: 8/2022; POSITION/TITLE/RELATIONSHIP: NOTARY PUBLIC; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: PROVIDES NOTARY SERVICES FOR CLIENTS THAT REQUEST IT; 6. NAME OF OTHER BUSINESS: THE PLATINUM GROUP LLC; INVESTMENT RELATED: NO; ADDRESS: 84 WHIPPOORWILL WAY, WETHERSFIELD, CT 06109; NATURE OF BUSINESS: REAL ESTATE; START DATE: 11/2025; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: LEASE AVAILABLE SPACE TO TENANTS;

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-02-09
• S63 Uniform Securities Agent State Law Examination
  2006-08-19