Best Investors Account Sign in

Carl Joseph Cieplinski

Commonwealth Financial Network

Cromwell, CT

Westerly, RI

Claim This Profile
Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-24
RI RA APPROVED 2025-04-18
CT RA APPROVED 2017-08-04
  • TX RA
    APPROVED_RES
    Since 2026-03-24
  • RI RA
    APPROVED
    Since 2025-04-18
  • CT RA
    APPROVED
    Since 2017-08-04

Branch Locations

75 Berlin Road Suite 110, Cromwell, CT 06416 • United States

Westerly, RI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Advisors Windsor CT 09/2014 09/2016
Voya Financial Advisors, Inc. Cromwell CT 09/2016 08/2017
Commonwealth Financial Network Waltham MA 08/2017 Present
Previous Registrations
  • 2010-12-16 → 2017-08-09
    Voya Financial Advisors, Inc.
    Windsor, CT
    Windsor, CT
    Windsor, CT
    Cromwell, CT
  • 2002-07-10 → 2010-12-31
    Voya Financial Partners, Llc
    Hartford, CT
    Windsor, CT
    Windsor, CT
  • 2002-01-03 → 2002-07-18
    Cuna Brokerage Services, Inc.
    Branford, CT
Other Businesses

Fixed insurance sales conducted under 'Cahill & Associates Financial Services, LLC'. Investment related. Conducted from branch location.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-07-28
S63 Uniform Securities Agent State Law Examination 1998-06-04
  • S65 Uniform Investment Adviser Law Examination
    2000-07-28
  • S63 Uniform Securities Agent State Law Examination
    1998-06-04

View on SEC IAPD

Other Firms

CETERA INVESTMENT ADVISERS LLC
CITIZENS SECURITIES, INC.
ALLSTATE FINANCIAL ADVISORS, LLC
LPL FINANCIAL LLC
CAPITAL PLANNING CONSULTANTS, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
J. W. COLE ADVISORS, INC.
STATE FARM INVESTMENT MANAGEMENT CORP.

Other Investors

CHRISTOPHER THOMPSON
ANDREW JACOB GARDNER
PATRICK E O'CONNOR
Christopher Croy Sprague
DAVID RALPH MEADE
JAMES DAVIS
WILLIAM JOSEPH CAHILL
MELISSA ELIZABETH HICKS

Other Offices

CETERA INVESTMENT ADVISERS LLC · CROMWELL, CT
CITIZENS SECURITIES, INC. · CROMWELL, CT
ALLSTATE FINANCIAL ADVISORS, LLC · Cromwell, CT
LPL FINANCIAL LLC · CROMWELL, CT
CAPITAL PLANNING CONSULTANTS, LLC · CROMWELL, CT
CAPITAL PLANNING CONSULTANTS, LLC · CROMWELL, CT
AMERIPRISE FINANCIAL SERVICES, LLC · PORTLAND, CT
J. W. COLE ADVISORS, INC. · East Berlin, CT

More in Cromwell, CT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor