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Deborah Marks Vecchio

Wells Fargo Clearing Services, LLC

Syracuse, NY

Johnson City, TN

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-27
TN RA APPROVED 2019-11-19
NJ RA APPROVED 2012-07-31
TX RA APPROVED_RES 2011-12-07
OH RA APPROVED 2008-04-17
  • NY RA
    APPROVED
    Since 2021-07-27
  • TN RA
    APPROVED
    Since 2019-11-19
  • NJ RA
    APPROVED
    Since 2012-07-31
  • TX RA
    APPROVED_RES
    Since 2011-12-07
  • OH RA
    APPROVED
    Since 2008-04-17

Branch Locations

500 Plum St Bridgewater Place, Syracuse, NY 13204 • United States

203 Broyles Dr Ste 200, Johnson City, TN 37601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Syracuse NY 05/2009 11/2016
Wells Fargo Clearing Services, Llc Syracuse NY 11/2016 Present
Previous Registrations
  • 2006-11-03 → 2008-04-17
    J.P. Morgan Securities Inc.
    New York, NY
    Syracuse, NY
  • 1997-12-02 → 2006-11-20
    Chase Investment Services Corp.
    Syracuse, NY
    De Witt, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-11-18
S63 Uniform Securities Agent State Law Examination 1986-11-04
  • S65 Uniform Investment Adviser Law Examination
    1997-11-18
  • S63 Uniform Securities Agent State Law Examination
    1986-11-04
Other Names
  • Deborah V Marks
  • Deborah Viola Marks
  • Deborah Marks

View on SEC IAPD

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