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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-11-22 |
| CT | RA | APPROVED | 2020-11-03 |
| TX | RA | APPROVED_RES | 2020-11-02 |
Branch Locations
1200 Franklin Avenue 2Nd Floor, Garden City, NY 11530 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Securities (Usa) Inc. | New York | NY | 04/2013 | 11/2020 |
| Hsbc Bank Usa, N.A. | New York | NY | 08/2016 | 11/2020 |
| Morgan Stanley Smith Barney Llc | Garden City | NY | 11/2020 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 12/2020 | Present |
I am an Advisor to the Board of Directors of "My Wine Society", an application used on smart phones and PC's regarding complete fluency and dialogue in vineyards and wine vintages around the globe. I assist with the potential for mergers and acquisitions and potential financial fund raises in the future. I was asked to join by the CEO who also employs my daughter as the Creative Director of the firm. I spend about 10-12 hours per month outside of my daily activities at HSBC working with the board members at MWS and began in October of 2018.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-11-21 |
| S66 | Uniform Combined State Law Examination | 2007-11-19 |
| S63 | Uniform Securities Agent State Law Examination | 1986-01-16 |
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