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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-11-29 |
| NY | RA | APPROVED | 2021-08-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Syracuse | NY | 05/2004 | Present |
| Community Bank | Syracuse | NY | 09/2019 | Present |
1. 9/25/2019 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Community Investment Services, Inc. - Investment Related - At Reported Business Location(s) - Started 09/18/2019 - 160 Hours Per Month/9 Hours During Securities Trading. 2. 10/30/2019 - Community Investments Services Inc. - Investment related - At reported business location(s) - Non-Variable Insurance - Start Date: 09/18/2019 - 160 Hours Per Month/9 Hours During Securities Trading. 3. 6/29/2020 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name OneGroup Retirement Advisors - Investment Related - At Reported Business Location(s) - Start Date 07/01/2020 - 160 Hours Per Month/9 Hours During Securities Trading. 4. 04/04/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Nottingham Investment Services - Investment Related - At Reported Business Location(s) - Start Date 3/31/2025 - 0 Hrs/Mth - 0 Hrs During Trading. 5. 04/07/2026 - Nassau Life Insurance Company - Non-Variable Insurance Commission Trails - Investment Related - At Reported Business Location(s) - Start Date 03/13/2026
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1988-01-15 |
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