Patrick Francis Donovan

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2011-02-15
CT	RA	APPROVED	2007-04-23

TX RA
APPROVED_RES

Since 2011-02-15
CT RA
APPROVED

Since 2007-04-23

Branch Locations

1499 Post Rd, Fairfield, CT 06824 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691	Stamford	CT	03/2007	Present
Bank Of America,Na	Stamford	CT	09/2009	Present

03/2007 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691

Stamford, CT
09/2009 → Present

Bank Of America,Na

Stamford, CT

Other Businesses

I*2113273, Entity Type, Charity Name of OBA: New Canaan Exchange club Address: New Canaan, CT 06840 United States Investment Related: No Position, Title, Association: Employee: Member Employee Start Date: June 2018 No Hours: 6-8 hrs./month No Hours during trading: 0 Duties: Community service and prevention of child abuse; clean litter, scoop ice cream, unload and sell Christmas trees

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-04-20
S63	Uniform Securities Agent State Law Examination	1985-11-04

S65 Uniform Investment Adviser Law Examination

2007-04-20
S63 Uniform Securities Agent State Law Examination

1985-11-04

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews