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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-16 |
| CT | RA | APPROVED | 2021-03-10 |
| TX | RA | APPROVED_RES | 2021-03-08 |
Branch Locations
1200 Franklin Avenue 2Nd Floor, Garden City, NY 11530 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Garden City | NY | 12/2000 | 03/2021 |
| Bank Of America, N.A. | Garden City | NY | 12/2009 | 03/2021 |
| Morgan Stanley Smith Barney Llc | Garden City | NY | 03/2021 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 05/2021 | Present |
*549998 - Commack Chamber of Commerce; Investment Related - No; Commack, New York; Civic/Community; Founder, Other (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 05/2023; During Business Hours: 1; After Business Hours: 0; Other.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-10-04 |
| S63 | Uniform Securities Agent State Law Examination | 1985-09-19 |
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