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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-01-15
NY RA APPROVED 2024-12-09
  • TX RA
    APPROVED
    Since 2025-01-15
  • NY RA
    APPROVED
    Since 2024-12-09

Branch Locations

1325 Franklin Ave, Garden City, NY 11530 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transamerica Financial Advisors, Inc Port Jefferson Sta NY 06/2024 11/2024
Wfgia Port Jefferson Sta NY 01/2024 12/2024
Unemployed Valley Stream NY 08/2023 01/2024
Rf Bank And Trust Nassau 02/2020 08/2023
Unemployed Nassau 08/2019 01/2020
Scotiabank Nassau 01/2018 08/2019
Royal Fidelity Merchant Bank And Trust Ltd Nassau 06/2012 01/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Garden City NY 11/2024 Present
Bank Of America, N.A. Garden City NY 01/2025 Present
  • 06/2024 → 11/2024
    Transamerica Financial Advisors, Inc
    Port Jefferson Sta, NY
  • 01/2024 → 12/2024
    Wfgia
    Port Jefferson Sta, NY
  • 08/2023 → 01/2024
    Unemployed
    Valley Stream, NY
  • 02/2020 → 08/2023
    Rf Bank And Trust
    Nassau
  • 08/2019 → 01/2020
    Unemployed
    Nassau
  • 01/2018 → 08/2019
    Scotiabank
    Nassau
  • 06/2012 → 01/2018
    Royal Fidelity Merchant Bank And Trust Ltd
    Nassau
  • 11/2024 → Present
    Garden City, NY
  • 01/2025 → Present
    Bank Of America, N.A.
    Garden City, NY
Previous Registrations
Other Businesses

I*3034303 Entity Type: Charitable Name of OBA: Girls On The Run Long Island Address: East Meadow, New York, 11554 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 01/01/2026 Number of Hours: 8, Monthly Number of Hours during trading: 0 Duties: Girls on the Run International is a 501(c)(3) nonprofit organization designed to enhance participants' social, emotional and physical skills to successfully navigate life experiences. Girls on the Run Long Island was founded in 2012, and is dedicated to making an impact on girls' lives in our community. The program helps girls recognize their potential and rise above limiting gender expectations. Serve as a board member for a 2 year term helping to grow the organization and execute its mission to support girl-centered programming.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-28
  • S66 Uniform Combined State Law Examination
    2024-05-28
Other Names
  • Karen Raquel Major

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