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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-11-14 |
Branch Locations
500 Plum St Ste 301, Syracuse, NY 13204 • United States
178 Broad Street Suite 2, Plattsburgh, NY 12901 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Prudential Insurance Co. Of America | Syracuse | NY | 07/2023 | Present |
| Pruco Securities, Llc | Syracuse | NY | 07/2023 | 11/2024 |
| Knights Of Columbus | New Haven | CT | 09/2011 | 07/2023 |
| Lpl Enterprise, Llc | Plattsburgh | NY | 11/2024 | Present |
1) 02/11/2025- Adirondack Coast Financial- DBA for LPL Business (entity for LPL business)- inv. related - at reported business location(s)- start date 02/05/2025- 160hrs/mnth-130hrs during trading 2) 02/07/2025- Shawn Tetreault- Real Estate Rental- Collect rent and pay bills for a rental property- inv. related- at Plattsburgh, NY- start date 02/05/2025- 2hrs/mnth-0hrs during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-03-11 |
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