Spencer Richard Lee

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-10-27
NY	RA	APPROVED	2025-09-24

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Fidelity Investments	Jacksonville	FL	06/2023	08/2025
Ppd, Thermo Fisher Scientific	Highland Heights	KY	05/2022	08/2022
The Tally Strip	Tallahassee	FL	04/2021	10/2021
Phantom Fireworks	Saint Augustine	FL	12/2020	01/2022
Amazon Djx1	Jacksonville	FL	05/2020	08/2020
Vesta Property Services	Saint Johns	FL	06/2017	08/2020
Tropical Smoothie Cafe	Jacksonville	FL	02/2019	05/2019
Florida State University	Tallahassee	FL	08/2019	05/2023
Creekside High School	Saint Johns	FL	08/2015	05/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Brooklyn	NY	08/2025	Present
Bank Of America, N.A.	Brooklyn	NY	10/2025	Present

06/2023 → 08/2025

Fidelity Investments

Jacksonville, FL
05/2022 → 08/2022

Ppd, Thermo Fisher Scientific

Highland Heights, KY
04/2021 → 10/2021

The Tally Strip

Tallahassee, FL
12/2020 → 01/2022

Phantom Fireworks

Saint Augustine, FL
05/2020 → 08/2020

Amazon Djx1

Jacksonville, FL
06/2017 → 08/2020

Vesta Property Services

Saint Johns, FL
02/2019 → 05/2019

Tropical Smoothie Cafe

Jacksonville, FL
08/2019 → 05/2023

Florida State University

Tallahassee, FL
08/2015 → 05/2019

Creekside High School

Saint Johns, FL
08/2025 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Brooklyn, NY
10/2025 → Present

Bank Of America, N.A.

Brooklyn, NY

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-09-24
S63	Uniform Securities Agent State Law Examination	2023-10-17

Other Firms