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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-07-15 |
| TX | RA | APPROVED | 2017-02-28 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.) | Brooklyn | NY | 03/2004 | Present |
1. 1/14/04: PENSION DESIGN CONSULTATION, PROFESSIONAL PENSION PLANNERS, NY. 2. 1/14/2014 - LCJ ASSOCIATES INC. - Investment Related - At Reported Business Location(s) - LCJ ASSOCIATES INC. - Non-Variable Insurance DBA - SELLING FIXED ANNUITIES, LONG TERM CARE, DISABILITY, GROUP HEALTH AND LIFE INSURANCE. 3. 07/25/2012: 67 STREET ASSOCIATES LLC / 16 UNIT RENTAL PROPERTY IN GLENDALE, N.Y. NONE OF THE RENTERS ARE CLIENTS / TIME SPENT 1%. 4. 12/22/2017 - Bleecker associates llc - Investment Related - Glendale, NY 11385 - Real Estate Rental - Started 01/11/1994 - 5 Hours Per Month/1 Hour During Securities Trading - MANAGE REAL ESTATE OWNED. 5. 01/24/2018 - Tessy Consulting inc - Investment Related - 265 86 Street Brooklyn NY 11209 - Real Estate Rental - This corp is the managing agent for the properties owned by Charles LaRocca, This corp is also responsible for advertising for the above - Start Date 03/15/2004 - 1 Hours Per Month / 0 Hours During Trading. 6. 12/9/2020 - 86 Street Associates LLC - Investment Related - 265 86 Street Brooklyn NY 11209 - Real Estate Rental - Started 04/14/2004 - 1 Hour Per Month During Securities Trading - Own and manage own real estate.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-02-28 |
| S63 | Uniform Securities Agent State Law Examination | 1986-09-02 |
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