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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-03 |
| NJ | RA | APPROVED | 2019-10-02 |
Branch Locations
8423 3Rd Ave, Brooklyn, NY 11209 • United States
13 Wheeler Ave, Warwick, NY 10990 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nationwide Insurance Company | Columbus | OH | 04/1998 | 10/2019 |
| Nationwide Securities, Inc. | Brooklyn | NY | 08/2008 | 10/2019 |
| Lpl Financial Llc | Brooklyn | NY | 10/2019 | Present |
1) 10/1/19- Vavas and Insurance & Financial Services- Insurance Agency- Inv. Related- Brooklyn, NY- start date 4/1/1998- 120hrs/mth - 85% 2) 10/1/19- VAVCO INC- Outside Employment/ Corporate secretary - Non-Inv. Related- Brooklyn, NY - start date 1/1/1996 -5hrs/mth -5% 3) 10/1/19- 71-11 NORTHERN BLVD. LLC- Real Estate Rental- Managing Member- Inv. Related- Jackson Hieghts, NY - start date 1/22/2008- 3hrs/mth- 5% 4) 10/1/19- 12 Grand Realty LLC- Real Estate Rental- Managing Member- Inv. Related- Binghamton, NY - start date 12/19/2018- 3hrs/mth- 5% 5) 10/1/19- 15 Grand Blvd LLC - Real Estate Rental- Managing Member- Inv. Related- Binghamton, NY - start date 7/30/2018- 3hrs/mth- 5% 6) 10/1/19- JVJ HOLDINGS- Real Estate Rental- Managing Member- Inv. Related- Brooklyn, NY - start date 9/1/2003- 3hrs/mth- 5% 7) 10/20/2023 - Daniel N Vavas Trust - Act in a Fiduciary Capacity - Trustee - Not Investment Related - At Reported Business Location(s) - Start Date 10/15/2023 - 1 Hour Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-05-07 |
| S63 | Uniform Securities Agent State Law Examination | 1999-06-10 |
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