Best Investors Account Sign in

Joseph John Cosenza

LPl Financial LLC

Staten Island, NY

Brooklyn, NY

CRD 1482807

Claim This Profile
Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-03
  • NY RA
    APPROVED
    Since 2021-08-03

Branch Locations

Staten Island, NY • United States

265 86Th St, Brooklyn, NY 11209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Linsco/Private Ledger Corp. Brooklyn NY 03/2004 Present
  • 03/2004 → Present
    Linsco/Private Ledger Corp.
    Brooklyn, NY
Other Businesses

1. ASSOCIATION WITH MANAGING AND OWNING REAL ESTATE / BROOKLYN, NY / APPROVED APRIL 2, 2004 2. 05/09/08 - DBA LCJ ASSOCIATES INC.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-06-09
  • S63 Uniform Securities Agent State Law Examination
    1986-06-09

View on SEC IAPD

More in Staten Island, NY

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor