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Daniel Clifford Galluzzo

LPl Financial LLC

Brooklyn, NY

Marlboro, NJ

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-11-01
NY RA APPROVED 2021-08-03
TX RA APPROVED_RES 2018-05-24
  • NJ RA
    APPROVED
    Since 2022-11-01
  • NY RA
    APPROVED
    Since 2021-08-03
  • TX RA
    APPROVED_RES
    Since 2018-05-24

Branch Locations

265 86Th St, Brooklyn, NY 11209 • United States

Marlboro, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Brooklyn NY 09/2014 Present
  • 09/2014 → Present
    Lpl Financial
    Brooklyn, NY
Previous Registrations
  • 2006-03-06 → 2007-12-20
    Chase Investment Services Corp.
    Long Branch, NJ
  • 2005-10-06 → 2006-02-27
    Morgan Stanley Dw Inc.
    Short Hills, NJ
    Short Hills, NJ
Other Businesses

1. 09/02/2014 - LCJ ASSOCIATES INC./ DBA ONLY/ 5%/ BROOKLYN, NY 2. 1/18/2023 - LCJ Associates - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date - 09/02/2014 - 10 Hours Per Month/1 Hours During Securities Trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2013-02-16
S66 Uniform Combined State Law Examination 2005-10-05
  • S63 Uniform Securities Agent State Law Examination
    2013-02-16
  • S66 Uniform Combined State Law Examination
    2005-10-05

View on SEC IAPD

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