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Anand Kumar Dookie

LPl Financial LLC

Brooklyn, NY

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2016-03-07
  • FL RA
    APPROVED
    Since 2016-03-07

Branch Locations

265 86Th St, Brooklyn, NY 11209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fogel Neale Partners New York NY 10/2013 Present
Lpl Financial Brooklyn NY 02/2016 Present
  • 10/2013 → Present
    Fogel Neale Partners
    New York, NY
  • 02/2016 → Present
    Lpl Financial
    Brooklyn, NY
Other Businesses

1. 03/02/16-LCJ Associates/DBA for LPL Business (entity for LPL business)/1) No 2) No 3) No 4) No/100%/265 86th Street Brooklyn, NY 11209

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-10-20
  • S66 Uniform Combined State Law Examination
    2014-10-20

View on SEC IAPD

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