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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Brooklyn | NY | 11/2004 | Present |
(1) 11/03/2004 * Non-Variable Insurance * INV REL * AT REPORTED BUSINESS LOCATION(S) 2) 11/25/2024- ASR255 LLC - Real Estate Rental- member - Inv. Related- Brooklyn, NY - start date 9/8/2024- 0hrs per mth/ during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-08-09 |
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