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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-01-06
NY RA APPROVED 2025-10-16
  • TX RA
    APPROVED_RES
    Since 2026-01-06
  • NY RA
    APPROVED
    Since 2025-10-16

Branch Locations

826 Manhattan Ave, Brooklyn, NY 11222 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Brooklyn NY 06/2025 Present
Northwestern Mutual Ny NY 05/2023 04/2024
Soccer Heroes Brooklyn NY 02/2018 12/2020
Ambulatory Endoscopic Center Of Bay Ridge Brooklyn NY 12/2020 05/2023
Nouveau Healthcare Consultant Ny NY 06/2024 05/2025
Unemployed Ny NY 05/2015 02/2018
Bank Of America, N.A. Brooklyn NY 11/2025 Present
  • 06/2025 → Present
    Brooklyn, NY
  • 05/2023 → 04/2024
    Northwestern Mutual
    Ny, NY
  • 02/2018 → 12/2020
    Soccer Heroes
    Brooklyn, NY
  • 12/2020 → 05/2023
    Ambulatory Endoscopic Center Of Bay Ridge
    Brooklyn, NY
  • 06/2024 → 05/2025
    Nouveau Healthcare Consultant
    Ny, NY
  • 05/2015 → 02/2018
    Unemployed
    Ny, NY
  • 11/2025 → Present
    Bank Of America, N.A.
    Brooklyn, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-15
  • S66 Uniform Combined State Law Examination
    2025-10-15

View on SEC IAPD

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