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Jacqueline Rivera

Citigroup Global Markets Inc.

Garden City, NY

Uniondale, NY

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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-11-18
  • NY RA
    APPROVED
    Since 2025-11-18

Branch Locations

Cwm Retail, Sales 502 Old Country Road, Garden City, NY 11530 • United States

Citi Wealth Management, Sales 1 Reckson Plaza, G, , Uniondale, NY 11556 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Santander Bank, Na Boston MA 11/2017 01/2021
Santander Securities, Llc Dorchester MA 11/2017 01/2021
Halston Heritage New York NY 10/2016 10/2017
Bcbgmaxazria Staten Island NY 10/2013 10/2016
Charles Schwab & Co., Inc New York City NY 01/2021 04/2024
Charles Schwab Bank New York City NY 01/2021 04/2024
Cnr Securities, Llc New York NY 05/2024 10/2025
Citigroup Garden City NY 10/2025 10/2025
Citigroup New York NY 10/2025 Present
  • 11/2017 → 01/2021
    Santander Bank, Na
    Boston, MA
  • 11/2017 → 01/2021
    Santander Securities, Llc
    Dorchester, MA
  • 10/2016 → 10/2017
    Halston Heritage
    New York, NY
  • 10/2013 → 10/2016
    Bcbgmaxazria
    Staten Island, NY
  • 01/2021 → 04/2024
    Charles Schwab & Co., Inc
    New York City, NY
  • 01/2021 → 04/2024
    Charles Schwab Bank
    New York City, NY
  • 05/2024 → 10/2025
    Cnr Securities, Llc
    New York, NY
  • 10/2025 → 10/2025
    Citigroup
    Garden City, NY
  • 10/2025 → Present
    Citigroup
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-04-15
S63 Uniform Securities Agent State Law Examination 2018-01-13
  • S66 Uniform Combined State Law Examination
    2023-04-15
  • S63 Uniform Securities Agent State Law Examination
    2018-01-13
Other Names
  • Jacqueline M Rivera
  • Jacqueline Marie Rivera

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
ARKADIOS WEALTH ADVISORS
CETERA INVESTMENT ADVISERS LLC
BRIXTON CAPITAL WEALTH ADVISORS, LLC
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
OSAIC WEALTH, INC.
COMMONWEALTH FINANCIAL NETWORK
LESLIE MARIE GIORDANO

Other Investors

TIMOTHY J TASSO
DAWN MARIE EGGERS
DAVID BRIAN CARPENTIER
Alexander Oliner
JULIA BATTAGLIA
Sei il im
ELLEN M CHAN
Jesse M Silver

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · GARDEN CITY, NY
ARKADIOS WEALTH ADVISORS · Garden City, NY
CETERA INVESTMENT ADVISERS LLC · Garden City, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · GARDEN CITY, NY
CETERA INVESTMENT ADVISERS LLC · GARDEN CITY, NY
BRIXTON CAPITAL WEALTH ADVISORS, LLC · GARDEN CITY, NY
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Garden City, NY
OSAIC WEALTH, INC. · GARDEN CITY, NY

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