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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-03
TX RA APPROVED_RES 2013-09-19
NJ RA APPROVED 2012-10-01
  • NY RA
    APPROVED
    Since 2021-05-03
  • TX RA
    APPROVED_RES
    Since 2013-09-19
  • NJ RA
    APPROVED
    Since 2012-10-01

Branch Locations

4 Chase Metrotech Center, Brooklyn, NY 11245 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Brooklyn NY 10/2012 Present
Years Davis Apartment Rental Mt. Vernon NY 04/2021 Present
Jpmorgan Chase Bank, N.A. Brooklyn NY 11/2012 Present
  • 10/2012 → Present
    Brooklyn, NY
  • 04/2021 → Present
    Years Davis Apartment Rental
    Mt. Vernon, NY
  • 11/2012 → Present
    Jpmorgan Chase Bank, N.A.
    Brooklyn, NY
Previous Registrations
  • 2006-10-09 → 2012-10-01
    Chase Investment Services Corp.
    Long Island City, NY
    Brooklyn, NY
    Brooklyn, NY
    Brooklyn, NY
    Brooklyn, NY
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    Floral Park, NY
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    Fresh Meadows, NY
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    Valley Stream, NY
    Hollis, NY
    Flushing, NY
    Jamaica Estates, NY
    Lawrence, NY
    Queens Village, NY
    Woodmere, NY
    Forest Hills, NY
    Jamaica, NY
    Far Rockaway, NY
    Floral Park, NY
    S. Valley Stream, NY
    Valley Stream, NY
    Elmont, NY
    Oakland Gardens, NY
    Flushing, NY
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    Elmhurst, NY
    Rockaway Park, NY
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Other Businesses

Entity Name: Years Davis Apartment Rental Investment related: Y Address: 301 Rich Ave, Mt Vernon NY 10552 Nature of the other business: Real Estate Position/Title/Relationship: Owner Start Date: 04/16/2021 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 10 Briefly describe your duties: Owner of home with apartment rental

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-10-07
S63 Uniform Securities Agent State Law Examination 2000-09-29
  • S65 Uniform Investment Adviser Law Examination
    2006-10-07
  • S63 Uniform Securities Agent State Law Examination
    2000-09-29
Other Names
  • Donnie Joplin Davis
  • Years J Davis
  • Years Joplin Davis
  • Y. Donnie Davis
  • Don Davis

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