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John K. Takita

Charles Schwab & Co., Inc.

Fairfield, CT

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-09-12
CT RA APPROVED 2025-08-29
  • TX RA
    APPROVED
    Since 2025-09-12
  • CT RA
    APPROVED
    Since 2025-08-29

Branch Locations

1248 Post Road Suite 100, Fairfield, CT 06824-6008 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
National Securities Group New York NY 12/2018 10/2021
New York Life Insurance Stratford CT 09/2017 09/2018
University Of Connecticut Storrs CT 08/2013 09/2017
National Securities Corp New York NY 09/2018 12/2018
Harley Capital, Llc. Westport CT 10/2021 10/2022
Fidelity Investments Stamford CT 10/2022 08/2025
Fidelity Investments Boston MA 03/2025 08/2025
Charles Schwab & Co, Inc Fairfield CT 08/2025 Present
Charles Schwab Bank, Ssb Fairefield CT 08/2025 Present
  • 12/2018 → 10/2021
    National Securities Group
    New York, NY
  • 09/2017 → 09/2018
    New York Life Insurance
    Stratford, CT
  • 08/2013 → 09/2017
    University Of Connecticut
    Storrs, CT
  • 09/2018 → 12/2018
    National Securities Corp
    New York, NY
  • 10/2021 → 10/2022
    Harley Capital, Llc.
    Westport, CT
  • 10/2022 → 08/2025
    Fidelity Investments
    Stamford, CT
  • 03/2025 → 08/2025
    Fidelity Investments
    Boston, MA
  • 08/2025 → Present
    Charles Schwab & Co, Inc
    Fairfield, CT
  • 08/2025 → Present
    Charles Schwab Bank, Ssb
    Fairefield, CT
Previous Registrations
  • 2025-03-31 → 2025-08-28
    Strategic Advisers Llc
    Norwalk, CT
    Stamford, CT
    Boston, MA
  • 2023-05-29 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Stamford, CT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-05-11
S63 Uniform Securities Agent State Law Examination 2019-02-11
  • S65 Uniform Investment Adviser Law Examination
    2023-05-11
  • S63 Uniform Securities Agent State Law Examination
    2019-02-11
Other Names
  • John Keisuke Takita
  • John K Takita
  • John Takita

View on SEC IAPD

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Other Offices

HERBERT J. SIMS CAPITAL MANAGEMENT, INC. · FAIRFIELD, CT
MONECO ADVISORS · FAIRFIELD, CT
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Fairfield, CT
MONECO ADVISORS · FAIRFIELD, CT
JANNEY MONTGOMERY SCOTT LLC · Fairfield, CT
EDGEWOOD CAPITAL ADVISORS, LLC · SOUTHPORT, CT
AMERIPRISE FINANCIAL SERVICES, LLC · Southport, CT
DAYMARK WEALTH PARTNERS, LLC · Southport, CT

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