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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-12-12
TX RA APPROVED_RES 2024-09-05
FL RA APPROVED 2023-10-20
NJ RA APPROVED 2023-10-20
PA RA APPROVED 2023-10-19
NY RA APPROVED 2022-04-15
  • NC RA
    APPROVED
    Since 2024-12-12
  • TX RA
    APPROVED_RES
    Since 2024-09-05
  • FL RA
    APPROVED
    Since 2023-10-20
  • NJ RA
    APPROVED
    Since 2023-10-20
  • PA RA
    APPROVED
    Since 2023-10-19
  • NY RA
    APPROVED
    Since 2022-04-15

Branch Locations

1002 Brighton Beach Ave, Brooklyn, NY 11235 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Brooklyn NY 08/2015 10/2016
Jpmorgan Chase Bank Brooklyn NY 10/2016 07/2017
Jpmorgan Chase Bank, N.A. Brooklyn NY 08/2017 Present
J.P. Morgan Securities Llc Brooklyn NY 08/2017 Present
  • 08/2015 → 10/2016
    Unemployed
    Brooklyn, NY
  • 10/2016 → 07/2017
    Jpmorgan Chase Bank
    Brooklyn, NY
  • 08/2017 → Present
    Jpmorgan Chase Bank, N.A.
    Brooklyn, NY
  • 08/2017 → Present
    Brooklyn, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-01-03
S63 Uniform Securities Agent State Law Examination 2017-09-18
  • S66 Uniform Combined State Law Examination
    2022-01-03
  • S63 Uniform Securities Agent State Law Examination
    2017-09-18

View on SEC IAPD

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