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Joseph Guy Farese

J.P. Morgan Securities LLC

Garden City, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-09-09
TX RA APPROVED 2024-09-09
  • NY RA
    APPROVED
    Since 2024-09-09
  • TX RA
    APPROVED
    Since 2024-09-09

Branch Locations

1001 Franklin Ave, Garden City, NY 11530 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Santander Bank N.A. Boston MA 07/2017 09/2017
Santander Securities Llc Dorchester MA 08/2017 09/2017
University Of Rhode Island Kingston RI 09/2016 05/2017
Student At University Of Rhode Island Kingston RI 09/2013 05/2017
Unemployed West Islip NY 05/2017 07/2017
Jpmorgan Chase Bank Na Newark DE 09/2017 09/2020
Jpmorgan Securities Llc Newark DE 09/2017 09/2020
Jpmorgan Chase Bank Na New York NY 09/2020 Present
Jpmorgan Securities Llc New York NY 09/2020 Present
  • 07/2017 → 09/2017
    Santander Bank N.A.
    Boston, MA
  • 08/2017 → 09/2017
    Santander Securities Llc
    Dorchester, MA
  • 09/2016 → 05/2017
    University Of Rhode Island
    Kingston, RI
  • 09/2013 → 05/2017
    Student At University Of Rhode Island
    Kingston, RI
  • 05/2017 → 07/2017
    Unemployed
    West Islip, NY
  • 09/2017 → 09/2020
    Jpmorgan Chase Bank Na
    Newark, DE
  • 09/2017 → 09/2020
    Jpmorgan Securities Llc
    Newark, DE
  • 09/2020 → Present
    Jpmorgan Chase Bank Na
    New York, NY
  • 09/2020 → Present
    Jpmorgan Securities Llc
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-09-09
S63 Uniform Securities Agent State Law Examination 2017-11-20
  • S65 Uniform Investment Adviser Law Examination
    2024-09-09
  • S63 Uniform Securities Agent State Law Examination
    2017-11-20
Other Names
  • Joseph Farese

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · GARDEN CITY, NY
ARKADIOS WEALTH ADVISORS · Garden City, NY
CETERA INVESTMENT ADVISERS LLC · Garden City, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · GARDEN CITY, NY
CETERA INVESTMENT ADVISERS LLC · GARDEN CITY, NY
BRIXTON CAPITAL WEALTH ADVISORS, LLC · GARDEN CITY, NY
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Garden City, NY
OSAIC WEALTH, INC. · GARDEN CITY, NY

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