Best Investors Account Sign in

Richard Dustin Sloss

Raymond James & Associates, Inc.

Rolling Hills Estates, CA

Edward Jones

Torrance, CA

Claim This Profile
Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-08-06
TX RA APPROVED 2026-08-06
  • CA RA
    APPROVED
    Since 2026-08-06
  • TX RA
    APPROVED
    Since 2026-08-06

Branch Locations

608 Silver Spur Road Suite 380, Rolling Hills Estates, CA 90274 • United States

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-12-14
CA RA APPROVED 2017-07-21
  • TX RA
    APPROVED
    Since 2018-12-14
  • CA RA
    APPROVED
    Since 2017-07-21

Branch Locations

21515 Hawthorne Blvd Suite 430, Torrance, CA 90503-6501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 02/2017 08/2026
Paychex Inc El Segundo CA 04/2014 02/2017
Raymond James & Associates, Inc. Palos Verdes CA 08/2026 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-05-11
  • S66 Uniform Combined State Law Examination
    2017-05-11
Designations
Other Names
  • Dustin Sloss

View on SEC IAPD

Other Firms

KEYMARK FINANCIAL
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
WELLS FARGO CLEARING SERVICES, LLC
LPL FINANCIAL LLC
RAYMOND JAMES & ASSOCIATES, INC.
RBC CAPITAL MARKETS, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
INDEPENDENT FINANCIAL GROUP, LLC

Other Investors

MARK ANTHONY BOUJIKIAN
MICHELLE NUTTMAN
JOHN ANDRAOS
JOHN BACICH
JOSHUA KONDO
BRANDON DAVID BERNSTEIN
JAMES ROBERTRYAN WHEAT
JEANNIE MARIE MABRY

Other Offices

KEYMARK FINANCIAL · ROLLING HILLS ESTATES, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · ROLLING HILLS ESTATES, CA
WELLS FARGO CLEARING SERVICES, LLC · ROLLING HILLS ESTATES, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · ROLLING HILLS ESTATES, CA
LPL FINANCIAL LLC · RANCHO PALOS VERDES, CA
RAYMOND JAMES & ASSOCIATES, INC. · ROLLING HILLS ESTATES, CA
RBC CAPITAL MARKETS, LLC · Rolling Hills, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ROLLING HILLS ESTATES, CA

More in Rolling Hills Estates, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor