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Jeannie Marie Mabry

Wells Fargo Clearing Services, LLC

Rolling Hills Estates, CA

Rancho Santa Margarita, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-11-29
CA RA APPROVED 2012-05-01
  • TX RA
    APPROVED_RES
    Since 2023-11-29
  • CA RA
    APPROVED
    Since 2012-05-01

Branch Locations

500 Silver Spur Rd 3Rd Fl Ste 300, Rolling Hills Estates, CA 90275 • United States

Rancho Santa Margarita, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Fresno CA 04/2012 11/2016
Wells Fargo Clearing Services, Llc Fresno CA 11/2016 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-03-20
  • S66 Uniform Combined State Law Examination
    2008-03-20
Other Names
  • Jeannie Marie Babb
  • Jeannie M Marby
  • Jeannie Marie Babb
  • Jeannie M Mabry

View on SEC IAPD

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RAYMOND JAMES & ASSOCIATES, INC. · ROLLING HILLS ESTATES, CA
RBC CAPITAL MARKETS, LLC · Rolling Hills, CA
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