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Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-07-10
TX RA APPROVED 2019-07-05
  • CA RA
    APPROVED
    Since 2019-07-10
  • TX RA
    APPROVED
    Since 2019-07-05

Branch Locations

500 Silver Spur Rd Ste 101, Rolling Hills Estates, CA 90275 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Roling Hills Estates CA 06/2011 11/2016
Wells Fargo Clearing Services, Llc Roling Hills Estates CA 11/2016 07/2019
Wells Fargo Advisors Financial Network, Llc Rolling Hills Estates CA 07/2019 Present
Previous Registrations
  • 2011-06-23 → 2019-07-05
    Rolling Hills Estates, CA
  • 2005-01-21 → 2005-01-24
    Cetera Wealth Services, Llc
    El Segundo, CA
    El Segundo, CA
Other Businesses

NOTARY PUBLIC; NOT INV RELATED; SAN PEDRO, CA; START 7/9/2019; 3 HOURS PER MONTH; 2 HRS DURING TRADING HOURS.| SELF EMPLOYED; NOT INV RELATED; SAN PEDRO, CA; HELP EXERCISE OR TRAIN HORSES; HORSE NANNY; START DATE 07/01/2025; 40 HOURS PER MONTH; 0 HOURS DURING TRADING HOURS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-06-22
  • S66 Uniform Combined State Law Examination
    2001-06-22
Other Names
  • Michelle Rue Hinkle
  • Michelle Rue Sanborn

View on SEC IAPD

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