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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-07-10 |
| TX | RA | APPROVED | 2019-07-05 |
Branch Locations
500 Silver Spur Rd Ste 101, Rolling Hills Estates, CA 90275 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Roling Hills Estates | CA | 06/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Roling Hills Estates | CA | 11/2016 | 07/2019 |
| Wells Fargo Advisors Financial Network, Llc | Rolling Hills Estates | CA | 07/2019 | Present |
NOTARY PUBLIC; NOT INV RELATED; SAN PEDRO, CA; START 7/9/2019; 3 HOURS PER MONTH; 2 HRS DURING TRADING HOURS.| SELF EMPLOYED; NOT INV RELATED; SAN PEDRO, CA; HELP EXERCISE OR TRAIN HORSES; HORSE NANNY; START DATE 07/01/2025; 40 HOURS PER MONTH; 0 HOURS DURING TRADING HOURS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-06-22 |
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