Best Investors
Account
Sign in
Best Investors
Account
Sign in
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-07-08 |
| TX | RA | APPROVED | 2019-07-05 |
Branch Locations
500 Silver Spur Rd Ste 101, Rolling Hills Estates, CA 90275 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Rolling Hills Estates | CA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Rolling Hills Estates | CA | 11/2016 | 07/2019 |
| Wells Fargo Advisors Financial Network, Llc | Rolling Hills Estates | CA | 07/2019 | Present |
PENINSULA GROUP INC, INVT RELATED, ROLLING HILLS ESTATES, CA, 100% OWNERSHIP, START DATE 3/11/2020, 9 HRS PER MONTH, LESS THAN 30 MINUTES DURING TRADING, FINET PRACTICE.; TRUSTEE FOR AUNT, INV RELATED, PALOS VERDES ESTATES, CA, START: 5/5/2011, 1 HR/MONTH, 1 HR DURING TRADING.; TRUSTEE FOR PENINSULA GROUP, INC DBP, INV RELATED, ROLLING HILLS ES, CA, START: 11/20/2020, 1 HR/MONTH, 1 HR DURING TRADING, FINET PRACTICE DBP.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-12-17 |
| S63 | Uniform Securities Agent State Law Examination | 1992-12-04 |
Reach out to this advisor