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Joshua Kondo

Wells Fargo Advisors Financial Network, LLC

Rolling Hills Estates, CA

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-02-06
  • CA RA
    APPROVED
    Since 2026-02-06

Branch Locations

500 Silver Spur Rd Ste 101, Rolling Hills Estates, CA 90275 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network, Llc Rolling Hills Estates CA 09/2021 Present
Tulita Elementary, Parras Middle, Redondo Union High, Lmu Redondo Beach And Santa Monica CA 09/2005 05/2024
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-02-05
  • S66 Uniform Combined State Law Examination
    2026-02-05

View on SEC IAPD

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Other Offices

KEYMARK FINANCIAL · ROLLING HILLS ESTATES, CA
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RAYMOND JAMES & ASSOCIATES, INC. · ROLLING HILLS ESTATES, CA
RBC CAPITAL MARKETS, LLC · Rolling Hills, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ROLLING HILLS ESTATES, CA
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