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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2011-03-25 |
| CA | RA | APPROVED | 2009-01-08 |
Branch Locations
500 Silver Spur Rd 3Rd Fl Ste 300, Rolling Hills Estates, CA 90275 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Rolling Hills Estates | CA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Rolling Hills Estates | CA | 11/2016 | Present |
CO-TRUSTEE FOR MOTHER'S TRUST, INV RELATED, SCOTTSDALE, AZ, START: 10/07/2024, 2 HOURS A MONTH, 0 HOURS DURING TRADING. | BEACON HOUSE ASSOCIATION OF SAN PEDRO; NOT INV RELATED; SAN PEDRO, CA; TREASURER; 07/2024; 4 HOURS PER MONTH; 4 HOURS DURING TRADING; SUPPORT ORGANIZATION
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-11-30 |
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