James Robertryan Wheat

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Seal Beach, CA
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  Seal Beach, CA

Previous Registrations

• 2005-05-06 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Torrance, CA
  Torrance, CA
  St. Louis, MO
• 2003-07-02 → 2005-05-18
  Ameriprise Advisor Services, Inc.
  Beverly Hills, CA

Other Businesses

JAMES R WHEAT INVESTMENTS LLC; INVESTMENT RELATED; SAN PEDRO, CA; ASSET PROTECTION FOR INHERITED ASSETS; 100% OWNERSHIP; START 7/2011; 0 HRS PER MONTH; 0 HRS DURING TRADING. WHEAT FAMILY ENTERPRISES LLC; INVESTMENT RELATED; SAN PEDRO, CA; ASSET PROTECTION FOR INHERITED ASSETS; 50% OWNERSHIP; START 6/2011; 0 HRS PER MONTH; 0 HRS DURING TRADING. TRUSTEE FOR GRANDMOTHER; INVESTMENT RELATED; LONGBOAT KEY, FL; START 7/8/2013; 0 HRS PER MONTH. POWER OF ATTORNEY FOR MOTHER; INV. RELATED; SAN PEDRO, CA; START 10/2019. TRUSTEE OF BROTHER'S TRUST FBO NEPHEW, INV. RELATED, SAN PEDRO, CA, START DATE 5/2/2022, 2 HRS PER MONTH, 0 HRS DUIRNG TRADING. | RENTAL PROPERTY ; INV RELATED; SAN PEDRO, CA; RENTAL;50% OWNERSHIP; START DATE: 04/02/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING;| THATCHER LLC; INV RELATED; SAN PEDRO, CA; RENTAL PROP;50% OWNERSHIP; START DATE: 04/02/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING;| TRUSTEE FOR MONTHER ; INV RELATED; SAN PEDRO,CA; UPSTREAM FINANCIAL PLANNING; TRUSTEE/CO-TRUSTEE; START DATE: 12/29/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING; |

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-05-11
• S63 Uniform Securities Agent State Law Examination
  1999-03-12

Other Names

• James Robert Ryan Wheat
• Jim Wheat