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Current Employers
Northwest Wealth Management, Llc

1607 W. 18Th Street, Spencer, IA 51301 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2026-08-25
  • IA RA
    APPROVED
    Since 2026-08-25

Branch Locations

1607 W. 18Th Street, Spencer, IA 51301 • United States

705 Grand Avenue, Spencer, IA 51301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwest Wealth Management, Llc Spencer IA 06/2026 Present
Northwest Bank Spencer IA 09/1999 06/2026
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-08-25
  • S65 Uniform Investment Adviser Law Examination
    2026-08-25

View on SEC IAPD

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