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Katy Laura Guinn

Northwest Wealth Management, LLC

Spencer, IA

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Current Employers
Northwest Wealth Management, Llc

1607 W. 18Th Street, Spencer, IA 51301 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2017-09-09
  • IA RA
    APPROVED
    Since 2017-09-09

Branch Locations

1607 W. 18Th Street, Spencer, IA 51301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwest Wealth Management Spencer IA 04/2016 Present
  • 04/2016 → Present
    Northwest Wealth Management
    Spencer, IA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-09-09
  • S65 Uniform Investment Adviser Law Examination
    2017-09-09
Other Names
  • Katy Laura Goodlaxson
  • Katy Guinn

View on SEC IAPD

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AMERIPRISE FINANCIAL SERVICES, LLC · Spencer, IA
EDWARD JONES · SPENCER, IA
LPL FINANCIAL LLC · SPENCER, IA
THRIVENT INVESTMENT MANAGEMENT INC. · SPENCER, IA
AVANTAX PLANNING PARTNERS, INC. · Spencer, IA
STATE FARM INVESTMENT MANAGEMENT CORP. · Spencer, IA

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