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Northwest Wealth Management, LLC CRD 152816
$1.03B regulatory AUM 35 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1607 W. 18Th Street, Spencer, IA 51301 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2011-06-06 |
Branch Locations
1607 W. 18Th Street, Spencer, IA 51301 • United States
1008 18Th Street, Spirit Lake, IA 51360 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwest Wealth Management Llc | Spencer | IA | 06/2011 | Present |
HAMP-HIZZY LLC & WES-BEN NOT INVESTMENT RELATED, 3301 HIGHWAY 71, PO BOX 264, SPIRIT LAKE, IA, START DATE 5/26/16, 20% OWNER, NO DAY TO DAY RESPONSIBILITIES.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-01-22 |
| S63 | Uniform Securities Agent State Law Examination | 2001-09-28 |
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