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Garrett William Heater

Northwest Wealth Management, LLC

Spencer, IA

Spencer, IA

CRD 7863486

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Employer firm

Northwest Wealth Management, LLC CRD 152816

$1.03B regulatory AUM 35 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Northwest Wealth Management, Llc

1607 W. 18Th Street, Spencer, IA 51301 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2024-04-24
  • IA RA
    APPROVED
    Since 2024-04-24

Branch Locations

1607 W. 18Th Street, Spencer, IA 51301 • United States

705 N. Grand Avenue, Spencer, IA 51301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Student Grinnell IA 01/2014 05/2020
Central College Pella IA 08/2020 12/2023
Tarbell And Company Prairie City IA 01/2022 04/2022
Tarbell And Company Prairie City IA 01/2023 04/2023
Northwest Wealth Management, Llc Spencer IA 01/2024 Present
Unemployed Grinnell IA 06/2020 07/2020
  • 01/2014 → 05/2020
    Student
    Grinnell, IA
  • 08/2020 → 12/2023
    Central College
    Pella, IA
  • 01/2022 → 04/2022
    Tarbell And Company
    Prairie City, IA
  • 01/2023 → 04/2023
    Tarbell And Company
    Prairie City, IA
  • 01/2024 → Present
    Northwest Wealth Management, Llc
    Spencer, IA
  • 06/2020 → 07/2020
    Unemployed
    Grinnell, IA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-04-24
  • S65 Uniform Investment Adviser Law Examination
    2024-04-24

View on SEC IAPD

Nearby Firms

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Nearby Investors

Katy Laura Guinn
LANCE BARTLEY EVANS
SHARON ANN LISAC

Nearby Offices

EDWARD JONES · SPENCER, IA
LPL FINANCIAL LLC · SPENCER, IA
AMERIPRISE FINANCIAL SERVICES, LLC · Spencer, IA

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