Sharon Ann Lisac

Current Employers

Northwest Wealth Management, Llc

1607 W. 18Th Street, Spencer, IA 51301 • United States

Current Registrations

Authority	Category	Status	Date
IA	RA	APPROVED	2010-04-29

IA RA
APPROVED

Since 2010-04-29

Branch Locations

1607 W. 18Th Street, Spencer, IA 51301 • United States

5700 University Avenue Suite 100, West Des Moines, IA 50266 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Northwest Wealth Management, Llc	Arnolds Park	IA	04/2010	Present
Northwest Bank	West Des Moines	IA	04/2010	Present

04/2010 → Present

Northwest Wealth Management, Llc

Arnolds Park, IA
04/2010 → Present

Northwest Bank

West Des Moines, IA

Previous Registrations

2003-12-10 → 2010-04-13

Wells Fargo Investments, Llc

Clive, IA

Clive, IA

Clive, IA

Other Businesses

NORTHWEST BANK 5700 UNIVERSITY AVENUE, SUITE 100 WEST DES MOINES, IA 50266 NON-INVESTMENT RELATED PRIVATE BANKING MANAGER APRIL 2010 TO PRESENT DEVOTES 39 HOURS PER MONTH 29 OF WHICH ARE DURING SECURITIES TRADING HOURS DUTIES INCLUDE PRIVATE BANKER FOR HIGHER NET WORTH CLIENTS

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-06-12

S66 Uniform Combined State Law Examination

2002-06-12

View on SEC IAPD

Current Employers

Northwest Wealth Management, Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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