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Alex Curtis Johnson

Northwest Wealth Management, LLC

Spencer, IA

Spencer, IA

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Current Employers
Northwest Wealth Management, Llc

1607 W. 18Th Street, Spencer, IA 51301 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2022-02-10
  • IA RA
    APPROVED
    Since 2022-02-10

Branch Locations

1607 W. 18Th Street, Spencer, IA 51301 • United States

705 Grand Avenue, Spencer, IA 51301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investment Centers Of America, Inc. Spencer IA 05/2011 11/2017
Lpl Financial Llc Spencer IA 11/2017 02/2022
Northwest Wealth Management, Llc Spencer IA 02/2022 Present
Prairie Plans Asset Management Spencer IA 11/2017 02/2022
  • 05/2011 → 11/2017
    Investment Centers Of America, Inc.
    Spencer, IA
  • 11/2017 → 02/2022
    Lpl Financial Llc
    Spencer, IA
  • 02/2022 → Present
    Northwest Wealth Management, Llc
    Spencer, IA
  • 11/2017 → 02/2022
    Prairie Plans Asset Management
    Spencer, IA
Previous Registrations
  • 2017-11-29 → 2022-02-25
    Lpl Financial Llc
    Spencer, IA
  • 2012-09-04 → 2017-11-29
    Investment Centers Of America, Inc.
    Spencer, IA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-08-31
  • S66 Uniform Combined State Law Examination
    2012-08-31
Designations

View on SEC IAPD

Other Firms

EDWARD JONES
LPL FINANCIAL LLC
AMERIPRISE FINANCIAL SERVICES, LLC
THRIVENT INVESTMENT MANAGEMENT INC.
AVANTAX PLANNING PARTNERS, INC.
STATE FARM INVESTMENT MANAGEMENT CORP.
U.S. BANCORP ADVISORS, LLC
CETERA INVESTMENT ADVISERS LLC

Other Investors

Katy Laura Guinn
Garrett William Heater
LANCE BARTLEY EVANS
SHARON ANN LISAC
JASON BRENT VANDE BRAKE
DEAN M JACOBSEN
JONI KAYE KELLEN
DANIELLE MARIE BRINK

Other Offices

EDWARD JONES · SPENCER, IA
LPL FINANCIAL LLC · SPENCER, IA
AMERIPRISE FINANCIAL SERVICES, LLC · Spencer, IA
EDWARD JONES · SPENCER, IA
LPL FINANCIAL LLC · SPENCER, IA
THRIVENT INVESTMENT MANAGEMENT INC. · SPENCER, IA
AVANTAX PLANNING PARTNERS, INC. · Spencer, IA
STATE FARM INVESTMENT MANAGEMENT CORP. · Spencer, IA

More in Spencer, IA

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