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Jason Brent Vande Brake

Northwest Wealth Management, LLC

Spencer, IA

Le Mars, IA

CRD 5377918

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Employer firm

Northwest Wealth Management, LLC CRD 152816

$1.03B regulatory AUM 35 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Northwest Wealth Management, Llc

1607 W. 18Th Street, Spencer, IA 51301 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-09-04
IA RA APPROVED 2012-10-03
  • TX RA
    APPROVED_RES
    Since 2020-09-04
  • IA RA
    APPROVED
    Since 2012-10-03

Branch Locations

1607 W. 18Th Street, Spencer, IA 51301 • United States

111 Central Avenue Nw, Le Mars, IA 51031 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwest Wealth Managment Llc Arnolds Park IA 10/2012 Present
  • 10/2012 → Present
    Northwest Wealth Managment Llc
    Arnolds Park, IA
Previous Registrations
  • 2007-09-14 → 2012-10-02
    Le Mars, IA
    Le Mars, IA
    St Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-09-07
  • S66 Uniform Combined State Law Examination
    2007-09-07
Other Names
  • Jason Vande Brake

View on SEC IAPD

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