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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-03-17 |
| NY | RA | APPROVED | 2024-06-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Santander Securities Llc | New York | NY | 05/2017 | 07/2017 |
| Cross County Savings Bank | Rockaway Park | NY | 10/2014 | 05/2017 |
| Santander Bank Na | New York | NY | 05/2017 | 07/2017 |
| Jpmorgan Chase Bank, N.A. | Brooklyn | NY | 10/2017 | Present |
| J.P. Morgan Securities Llc | Brooklyn | NY | 10/2017 | Present |
| J.H. Darbie & Co., Inc. | New York | NY | 01/2016 | 06/2017 |
| Unemployed | Brooklyn | NY | 08/2017 | 09/2017 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-05-30 |
| S63 | Uniform Securities Agent State Law Examination | 2017-09-25 |
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