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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APP_PEND_IARCE | 2026-01-01 |
Branch Locations
1305 Franklin Ave Ste 270, Garden City, NY 11530 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jdm Entertainment Dba Area Event | New York | NY | 08/2005 | 04/2019 |
| Electric Adventure | Howard Beach | NY | 05/2012 | 09/2016 |
| Atium | Wilmington | DE | 06/2018 | 09/2020 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 10/2020 | 08/2023 |
| Northwestern Mutual Investment Services Llc | New York | NY | 10/2020 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 04/2022 | 08/2023 |
| Carl Serafino | Garden City | NY | 08/2023 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2.100% OWNER, JDM ENTERTAINMENT, LLC, 164-17 83RD STREET, HOWARD BEACH, , NEW YORK, 11414, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 03/30/2022, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, DJ / MUSICAL PERFORMANCES
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-05-07 |
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