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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-09-17
NY RA APPROVED 2021-07-27
CT RA APPROVED 2021-01-05
  • TX RA
    APPROVED
    Since 2021-09-17
  • NY RA
    APPROVED
    Since 2021-07-27
  • CT RA
    APPROVED
    Since 2021-01-05

Branch Locations

1325 Franklin Ave, Garden City, NY 11530 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Garden City NY 01/2020 Present
Dickinson College Sands Point NY 09/2015 05/2019
Bank Of America Corporation New York NY 06/2018 09/2018
Barons Cove Hotel Sands Point NY 06/2016 09/2016
Bridgehampton Surf & Tennis Club Sands Point NY 06/2017 09/2017
Unemployed Sands Point NY 06/2019 12/2019
Bank Of America, N.A. Garden City NY 04/2020 Present
  • 01/2020 → Present
    Garden City, NY
  • 09/2015 → 05/2019
    Dickinson College
    Sands Point, NY
  • 06/2018 → 09/2018
    Bank Of America Corporation
    New York, NY
  • 06/2016 → 09/2016
    Barons Cove Hotel
    Sands Point, NY
  • 06/2017 → 09/2017
    Bridgehampton Surf & Tennis Club
    Sands Point, NY
  • 06/2019 → 12/2019
    Unemployed
    Sands Point, NY
  • 04/2020 → Present
    Bank Of America, N.A.
    Garden City, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-28
  • S66 Uniform Combined State Law Examination
    2020-12-28
Other Names
  • Jack Oconnell

View on SEC IAPD

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