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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-07-21 |
| IA | RA | APPROVED | 2021-07-21 |
| MN | RA | APPROVED | 2021-07-21 |
| SC | RA | APPROVED | 2021-07-21 |
| SD | RA | APPROVED | 2021-07-21 |
| WI | RA | APPROVED | 2021-07-21 |
Branch Locations
11 East Superior Street; Suite 549, Duluth, MN 55802 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc. | Duluth | MN | 01/1985 | 07/2021 |
| Various Insurance Carriers | Duluth | MN | 06/1985 | 07/2021 |
| Lpl Financial Llc | Duluth | MN | 07/2021 | Present |
6/85-PRESENT, VARIOUS INSURANCE CARRIERS FOR W&R INSURANCE AGENCIES, DULUTH, MN; INVESTMENT RELATED, INSURANCE SALES, INSURANCE AGENT, 0 HRS/MO, 0 HRS/DAY DURING SECURITIES TRADING HRS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-06-30 |
| S63 | Uniform Securities Agent State Law Examination | 1985-07-19 |
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