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Debra Marie Carlson

Rbc Capital Markets, LLC

Duluth, MN

Duluth, MN

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
VI RA APPROVED 2019-01-10
MN RA APPROVED 2017-11-27
TX RA APPROVED 2017-11-27
  • VI RA
    APPROVED
    Since 2019-01-10
  • MN RA
    APPROVED
    Since 2017-11-27
  • TX RA
    APPROVED
    Since 2017-11-27

Branch Locations

1420 London Road Suite 201, Duluth, MN 55805-2425 • United States

Duluth, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Duluth MN 10/1994 11/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Duluth MN 10/1994 11/2017
Rbc Capital Markets, Llc Duluth MN 11/2017 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-07-20
S63 Uniform Securities Agent State Law Examination 1998-09-19
  • S65 Uniform Investment Adviser Law Examination
    2000-07-20
  • S63 Uniform Securities Agent State Law Examination
    1998-09-19
Other Names
  • Debra Marie Gardepy
  • Debra Marie Carlson
  • Deb Marie Carlson
  • Deb Carlson

View on SEC IAPD

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