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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-06-28
MN RA APPROVED 2015-01-22
  • TX RA
    APPROVED
    Since 2016-06-28
  • MN RA
    APPROVED
    Since 2015-01-22

Branch Locations

1420 London Road Suite 201, Duluth, MN 55805-2425 • United States

Duluth, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Duluth MN 11/2014 Present
City National Bank Duluth MN 12/2016 Present
Other Businesses

(1) NAME OF ENTITY: Maple Village Home Owners Association ADDRESS: 4363 Sugar Maple Drive Hermantown, MN 55811 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Home Owner's Association CAPACITY: Board of Directors *, Treasurer START DATE: 1/01/22 DUTIES: Approve/pay expenses and prepare HOA budget HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (2) NAME OF ENTITY: Royal Order Of Jesters ADDRESS: 5725 Liberty Crossing Drive, Indianapolis, IN 46254 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: 01.17.25 CAPACITY: Treasurer DUTIES: I am responsible for the collection of annual dues, payment of periodic expenses/reimbursements, and overall management of the local Court's checking account HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (3) Name of Entity: GND Development Alliance Address: 2631 West Superior Street Suite 2 Duluth MN 55806 Investment/Not Investment Related: No Business Description: Foundation/Charitable Institution Start Date: Oct 17, 2025 Capacity: Board of Directors Duties: New Member of the Board of Directors Hours Devoted Per Month: 0 - 4 Hours Hours Devoted During Securities Hours Per Month: 0 - 4 Hours

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-01-22
  • S66 Uniform Combined State Law Examination
    2015-01-22

View on SEC IAPD

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