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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2013-11-19 |
| TX | RA | APPROVED_RES | 2010-02-19 |
Branch Locations
1420 London Road Suite 201, Duluth, MN 55805-2425 • United States
Duluth, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets | Duluth | MN | 05/2009 | Present |
| City National Bank | Duluth | MN | 07/2017 | Present |
(1): St. Luke's Foundation Non-investment related 1000 East First St., Ste 102, Duluth, MN 55805 Hospital Foundation Board of Directors Date: 06/07/2022 1 hour per month 0 hours during securities trading hours Primary role as board member is regularly attend meetings of the board and committees on which I serve
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-12-20 |
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