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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-06-12 |
| MN | RA | APPROVED | 2018-05-30 |
Branch Locations
1420 London Road Suite 201, Duluth, MN 55805-2425 • United States
Duluth, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc. | Duluth | MN | 07/2017 | Present |
| Lutheran Social Services Financial Counseling | Duluth | MN | 03/2017 | 07/2017 |
| Olive Garden | Duluth | MN | 07/2011 | 07/2017 |
| University Of Minnesota Duluth Development Office | Duluth | MN | 10/2016 | 10/2016 |
| Mesabi Symphony Orchestra | Eveleth | MN | 09/2017 | 05/2018 |
(1) NAME OF ENTITY: Duluth Cross-Country Ski Club ADDRESS: 1346 W. Arrowhead Rd, PMB 344, Duluth, MN 55811 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Other START DATE: May 04, 2026 CAPACITY: Treasurer, Officer, Board of Directors DUTIES: Manage finances, budgeting, insurance, and reporting HOURS DEVOTED PER MONTH: 3-4 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-05-30 |
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