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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-11-27 |
| MN | RA | APPROVED | 2023-10-02 |
Branch Locations
1420 London Road Suite 201, Duluth, MN 55805-2425 • United States
Hermantown, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Home Mortgage | Minneapolis | MN | 09/2016 | 02/2018 |
| Fedex Express | Madison | WI | 11/2015 | 09/2016 |
| Allianz Life Insurance Company Of North America | Minneapolis | MN | 02/2018 | 05/2022 |
| Allianz Life Financial Services Llc | Minneapolis | MN | 02/2018 | 05/2022 |
| Wells Fargo Clearing Services, Llc | Duluth | MN | 05/2022 | 10/2023 |
| Rbc Capital Markets, Llc | Duluth | MN | 10/2023 | Present |
(1) NAME OF ENTITY: Never Surrender Inc. ADDRESS: 4894 Miller Trunk Hwy Hermantown, MN 55811 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Never Surrender Board Member and Finance Committee Member CAPACITY: Board of Directors *, Committee/Council Member (not associated with the Board of Directors) Other: I will be a board member helping organize the non-profit events and helping on their finance committee. This is a volunteer position with no pay associated. START DATE: 12/01/2023 DUTIES: As a member of the finance committee, I will work with the committee and board to help decide where donation dollars may go to help ALS patients. I will also help oversee the finances for the non-profit to make sure their balance sheet is orderly and correct. HOURS DEVOTED PER MONTH: 00.125 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-06-21 |
| S63 | Uniform Securities Agent State Law Examination | 2018-03-29 |
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