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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2019-05-14 |
| TX | RA | APPROVED | 2019-05-14 |
Branch Locations
1420 London Road Suite 201, Duluth, MN 55805-2425 • United States
Duluth, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch | Duluth | MN | 11/1999 | 05/2019 |
| Rbc Capital Markets, Llc. | Duluth | MN | 05/2019 | Present |
1) Name: Kristin Yapel Address: 3231 Florine St Duluth, MN 55811 Business Description: Purchasing hard to find items and then selling them on the mercari app Business is not investment related Projected Start Date: 10/14/13 and 09/03/20 Capacity: Owner - Passive, Other Duties Performed: Devoted to this OBA per Month: 0 Hours Devoted to this OBA during business hours: 0 2) NAME OF ENTITY: Marshall School ADDRESS: 1215 Rice Lake Road Duluth, MN 55811 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private school CAPACITY: Other START DATE: 11/21/22 DUTIES: Occasionally as needed run clock or complete books for High School Girls or Boys basketball game. Paid per game. HOURS DEVOTED PER MONTH: 4 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-09-07 |
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