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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-01-06 |
| MN | RA | APPROVED | 2013-11-14 |
Branch Locations
1420 London Road Suite 201, Duluth, MN 55805-2425 • United States
Hermantown, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporation | Duluth | MN | 06/2008 | Present |
(1) GOODWILL INDUSTRIES VOCATIONAL ENTERPRISES, INC.; ADDRESS: 700 GARFIELD AVENUE, DULUTH, MN 55802; BUSINESS DESCRIPTION: NOT FOR PROFIT; NOT INVESTMENT RELATED; START DATE: 05/25/2017; CAPACITY: BOARD OF DIRECTORS; DUTIES: PROMOTION OF GOODWILL'S MISSION; HOURS DEVOTED PER WEEK: 0.50; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: NONE (2) NAME OF ENTITY: UMD Labovitz School of Business & Economics Financial Markets Program Oversight Committee ADDRESS: 1318 Kirby Dr. Duluth, MN. 55812 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Volunteer Non Paid Advisory Committee to the Financial Markets Program CAPACITY: Committee/Council Member (not associated with the Board of Directors) START DATE: 11/01/2021 DUTIES: Committee members attend 4 meetings where students present investments idea's they have selected. Committee members critique the presentations or give feedback with regard to the students idea's. Feedback and questions are general in nature and do not constitute advice on buying or selling specific securities. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-08-21 |
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