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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-05-31 |
| KY | RA | APPROVED | 2010-10-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life | Milwaukee | WI | 04/1984 | Present |
| Mml Investors Services, Inc. | Lexington | KY | 01/1988 | Present |
(1.) NAME: MARCUS W. BOSLEY & ASSOCIATES, INC. INV REL: Y. ADD:401 FREDERICA STREET, OWENSBORO, KY 42301. NATURE: LIFE, HEALTH. POSITION: SALES, OWNERSHIP, AGENT, EMPLOYEE BENEFIT PLAN PRACTICE. START DATE:1994. NO. HR/MO:80. NO. HR/MO DURING SEC TRADING:60. (2.) NAME: ASHLEY-WORTH, LLC. INV REL: Y. ADD:401 FREDERICA STREET, OWENSBORO, KY 42301. NATURE: REAL ESTATE. POSITION: SALES, OWNERSHIP, AGENT, PARTNER. START DATE:10/2009. NO. HR/MO:20. NO. HR/MO DURING SEC TRADING:10. (3.) NAME: MARCUS W. BOSLEY & ASSOCIATES, INC. INV REL: Y. ADD:401 FREDERICA STREET, OWENSBORO, KY 42301. NATURE: FEE BASED INSURANCE ADVISOR. POSITION: OWNER. START DATE:1987. NO. HR/MO:2. NO. HR/MO DURING SEC TRADING:0. DESCRIBE DUTIES: HAS LISCENSE TO PROVIDE LIFE & HEALTH CONSULTING, ANALYZES PLANS OF INSURANCE AND PROVIDES REPORTS ON A FEE BASIS.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1988-04-28 |
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