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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-06-21 |
| KY | RA | APPROVED | 2006-01-23 |
Branch Locations
2708 New Hartford Rd, Owensboro, KY 42303 • United States
Owensboro, KY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Owensboro | KY | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Owensboro | KY | 03/2020 | Present |
Business Ownership; Rainmaker Corporation; Financial AdvisorManaging Director; Consulting; 2708 New Hartford Rd, , Owensboro, KY, 42303; Investment-Related; 01/01/2021; 60 hours per month; 60 during trading hours. Board of Directors; Empowerment Academy; Finance Commitee member; 154 Booth Field Rd, , Owensboro, KY, 42303; Investment-Related; 02/04/2020; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Rainmaker Corporation; owner/shareholder - Managing Staff and HR responsibilities; ; 2708 New Hartford Rd, , Owensboro, KY, 42303; Investment-Related; 01/01/2021; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-11-22 |
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