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Gregory Louis Moore

Rivercities Asset Management, LLC

Owensboro, KY

CRD 3135366

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Employer firm

Rivercities Asset Management, LLC CRD 122576

$65.9M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Rivercities Asset Management, Llc

2900 Veach Road Suite 2, Owensboro, KY 42303 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APP_PEND_IARCE 2026-01-01
IN RA APPROVED 1998-11-18
  • KY RA
    APP_PEND_IARCE
    Since 2026-01-01
  • IN RA
    APPROVED
    Since 1998-11-18

Branch Locations

2900 Veach Road Suite 2, Owensboro, KY 42303 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rivercities Asset Management, Llc Owensboro KY 07/1998 Present
Riney Hancock & Co, Psc Owensboro KY 05/1976 Present
Other Businesses

GREG MOORE IS A SHAREHOLDER, EFFECTIVE JULY 1, 1980 AND VICE PRESIDENT OF RINEY HANCOCK & CO., PSC (RHC) A PUBLIC ACCOUNTING FIRM. RHC PROVIDES ALL ADMINISTRATIVE PERSONNEL AND OFFICES FOR RIVERCITIES ASSET MANAGEMENT, LLC (RAM). THE OFFICE IS LOCATED AT 2900 VEACH ROAD,SUITE 2 OWENSBORO, KY 42303. GREG SPENDS THE MAJORITY OF HIS TIME IN ACTIVITIES RELATED TO RAM AND AVERAGES FROM 10 TO 15 HOURS PER WEEK (HALF DURING SECURITIES TRADING HOURS)IN ACTIVITIES RELATED TO RHC. GREG MOORE IS ALSO A PARTNER OF RIVERCITIES INSURANCE SERVICES, LLC (RIS)AN INSURANCE AGENCY WHICH STARTED ON NOVEMBER 20, 2002. RHC PROVIDES AN EMPLOYEE FOR THE ACTIVITIES OF RIS. THE OFFICES ARE LOCATED AT RHC. GREG SPENDS AN INSIGNIFICANT AMOUNT OF TIME RELATED TO THIS ACTIVITY.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-09-25
  • S65 Uniform Investment Adviser Law Examination
    1998-09-25
Designations
  • Certified Financial Planner
Other Names
  • Gregory Louis Moore

View on SEC IAPD

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